中國證(zheng)券業(ye)協會(hui)18日(ri)發(fa)布證(zheng)券行業(ye)支(zhi)持民營企業(ye)發(fa)展(zhan)系(xi)列資管計(ji)(ji)劃(hua)進展(zhan)通報(bao)(第四(si)期)稱,截(jie)至(zhi)12月14日(ri),已有(you)28家(jia)證(zheng)券公司共(gong)成立了31只(zhi)系(xi)列資管計(ji)(ji)劃(hua)和(he)3只(zhi)子計(ji)(ji)劃(hua),出資規模總計(ji)(ji)417.11億元。
此(ci)外,從投(tou)資(zi)(zi)(zi)(zi)(zi)方(fang)(fang)面來看,目前(qian)有(you)5家證券(quan)公(gong)(gong)(gong)司(si)(si)管(guan)(guan)(guan)理(li)的(de)(de)系(xi)列資(zi)(zi)(zi)(zi)(zi)管(guan)(guan)(guan)計(ji)劃已進行具體項目投(tou)資(zi)(zi)(zi)(zi)(zi),投(tou)資(zi)(zi)(zi)(zi)(zi)金(jin)額總計(ji)19.5億元(yuan)(yuan)。近期,為推動完(wan)善(shan)以(yi)解決(jue)實(shi)(shi)際問題、切實(shi)(shi)化(hua)解風(feng)險為目標的(de)(de)績(ji)效評價機(ji)制,協會啟(qi)動了實(shi)(shi)踐(jian)(jian)案(an)例(li)報送(song)工作(zuo),目前(qian)已收到(dao)部(bu)(bu)(bu)分(fen)公(gong)(gong)(gong)司(si)(si)關于(yu)系(xi)列資(zi)(zi)(zi)(zi)(zi)管(guan)(guan)(guan)計(ji)劃項目投(tou)資(zi)(zi)(zi)(zi)(zi)的(de)(de)實(shi)(shi)踐(jian)(jian)案(an)例(li)。一是廣發證券(quan)管(guan)(guan)(guan)理(li)的(de)(de)系(xi)列資(zi)(zi)(zi)(zi)(zi)管(guan)(guan)(guan)計(ji)劃于(yu)11月(yue)(yue)13日出(chu)資(zi)(zi)(zi)(zi)(zi)近7000萬(wan)元(yuan)(yuan),通(tong)過(guo)債權(quan)投(tou)資(zi)(zi)(zi)(zi)(zi)方(fang)(fang)式向美(mei)尚生(sheng)態的(de)(de)控(kong)股(gu)(gu)股(gu)(gu)東(dong)(dong)進行融(rong)(rong)資(zi)(zi)(zi)(zi)(zi),并(bing)制定了切實(shi)(shi)可行、模式靈活的(de)(de)退出(chu)機(ji)制,實(shi)(shi)現了項目的(de)(de)快速(su)落地;二是天(tian)風(feng)證券(quan)管(guan)(guan)(guan)理(li)的(de)(de)系(xi)列資(zi)(zi)(zi)(zi)(zi)管(guan)(guan)(guan)計(ji)劃于(yu)11月(yue)(yue)19日出(chu)資(zi)(zi)(zi)(zi)(zi)2億元(yuan)(yuan),與臺州市金(jin)融(rong)(rong)投(tou)資(zi)(zi)(zi)(zi)(zi)有(you)限(xian)責(ze)任公(gong)(gong)(gong)司(si)(si)、浙(zhe)江(jiang)農銀鳳凰投(tou)資(zi)(zi)(zi)(zi)(zi)管(guan)(guan)(guan)理(li)有(you)限(xian)公(gong)(gong)(gong)司(si)(si)等地方(fang)(fang)金(jin)融(rong)(rong)機(ji)構(gou)合作(zuo)設立(li)合伙(huo)企業,通(tong)過(guo)受讓水晶光電控(kong)股(gu)(gu)股(gu)(gu)東(dong)(dong)持有(you)的(de)(de)部(bu)(bu)(bu)分(fen)股(gu)(gu)份的(de)(de)形(xing)式融(rong)(rong)出(chu)資(zi)(zi)(zi)(zi)(zi)金(jin),在不影響上市公(gong)(gong)(gong)司(si)(si)控(kong)制權(quan)的(de)(de)基礎上改善(shan)了控(kong)股(gu)(gu)股(gu)(gu)東(dong)(dong)的(de)(de)資(zi)(zi)(zi)(zi)(zi)本結(jie)構(gou);三是東(dong)(dong)吳證券(quan)私募(mu)子公(gong)(gong)(gong)司(si)(si)東(dong)(dong)吳創(chuang)投(tou)于(yu)12月(yue)(yue)3日募(mu)集資(zi)(zi)(zi)(zi)(zi)金(jin)成立(li)系(xi)列資(zi)(zi)(zi)(zi)(zi)管(guan)(guan)(guan)計(ji)劃,通(tong)過(guo)受讓勝利精密控(kong)股(gu)(gu)股(gu)(gu)東(dong)(dong)部(bu)(bu)(bu)分(fen)持股(gu)(gu)的(de)(de)方(fang)(fang)式進行融(rong)(rong)資(zi)(zi)(zi)(zi)(zi)。同時(shi),為了保證公(gong)(gong)(gong)司(si)(si)控(kong)股(gu)(gu)權(quan)穩定,該筆協議轉讓還附有(you)相(xiang)關回購條(tiao)款,目前(qian)已完(wan)成首筆1.2億元(yuan)(yuan)出(chu)資(zi)(zi)(zi)(zi)(zi)。此(ci)外,還有(you)部(bu)(bu)(bu)分(fen)案(an)例(li)因涉(she)及(ji)上市公(gong)(gong)(gong)司(si)(si)敏(min)感(gan)信息不便披露。
上述案例體現了各證(zheng)券公(gong)司(si)在(zai)關鍵時刻發(fa)揮(hui)投資銀行(xing)(xing)專(zhuan)業(ye)優勢,切實化解民營企業(ye)風險的行(xing)(xing)動(dong)(dong)力(li)。下(xia)一步,協會將倡導(dao)證(zheng)券公(gong)司(si)在(zai)堅持“市(shi)場(chang)化、多樣(yang)化、個性(xing)化”的原則下(xia)積極行(xing)(xing)動(dong)(dong)起來(lai),推(tui)動(dong)(dong)紓困(kun)實踐取得豐碩(shuo)成果(guo),支持民營經濟高質量發(fa)展。
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